Which three statements are true regarding the extraterritorial reach of laws and legislation of the U.S.?

Which three are examples of best practices terms of ensuring an adequate AML program?

The Wolfsberg Principles for Private Banking list circumstances that would require additional due diligence,
including activities that involve which three of these choices?

What is the term for trading through multiple accounts, where an individual generates offsetting profits and
losses and transfers of positions through accounts that do not appear to be commonly controlled?

How do payable through accounts (PTAs) differ from normal foreign correspondent accounts?

An anti-money laundering specialist at a financial institution has received a legal request to provide all
transaction records for a specific individual since 2004. Which three items should be delivered?

Which three characteristics make non-profit organizations vulnerable to misuse for terrorist financing?

In some instances, a financial institution may receive a warrant from law enforcement authorities to search its
premises. A search warrant is a grant of permission from a court for a law enforcement agency to search
certain designated premises and seize specific categories of items or information. Generally, what is the
required threshold for the requesting agency to establish in order to obtain a search warrant of a financial
institution?

What are three risk factors a financial institution should examine with regard to a proposed new product?

Which three are principles found in the document “Principles of information Exchange between Financial
Intelligence Units (FIUs)”?