Which three do the Office of Foreign Asset Control regulations cover? Choose 3 answers

Which three are the most commonly used risk criteria?

A compliance officer is conducting a review of the automated transaction monitoring system. What would be
most likely to result in a change in the monitoring system parameters?

With which person(s) should an anti-money laundering officer coordinate when implementing a new hire
screening program?

Bank A is located in Country A. A wire transfer from Bank B located in Country B is processes by Bank A,
where the funds are being moved to a customer at Bank C located in Country C. The wire transfer is deemed
suspicious by Bank A.
Who should Bank A file a suspicious transaction report on?

According to the Financial Action Task Force 40 Recommendations, Designated Non-Financial Businesses and
Professionals include which entities?

Which three should real estate agents include in the criteria to assess their company’s potential money
laundering and terrorist financing risks when implementing a reasonable risk-based approach?

Which three elements should be considered in an institution’s enhanced due diligence process to assure itself
that it has secured sufficient understanding of its higher risk respondent bank customers according to the
Wolfsberg Principles on Correspondent Banking?A. The quality of the respondent’s AML and client identification controls

A customer comes into the bank and appears to be ill-at-ease waiting in the teller line. When the customer gets
to the teller, he become exceedingly nervous and asks for a large cashier’s check to be cashed and disbursed
to him in $100 bills.
What should the teller do after completing the transaction?

An anti-money laundering specialist has been asked to create internal anti-money laundering policies,
procedures and controls for a recently chartered offshore financial institution.
Which three should be included? Choose 3 answers